|
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES |
||||||||
|
|
|
|||||||
|
1. Identity of the issuer or the underlying issuer |
TANFIELD GROUP PLC |
|||||||
|
2 Reason for the notification (please tick the appropriate box or boxes): |
||||||||
|
An acquisition or disposal of voting rights |
X |
|||||||
|
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
|
|||||||
|
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
X |
|||||||
|
An event changing the breakdown of voting rights |
|
|||||||
|
Other (please specify): |
|
|
||||||
|
3. Full name of person(s) subject to the notification obligation: |
MR STEVE BALL |
|||||||
|
4. Full name of shareholder(s) (if different from 3.) |
|
|||||||
|
5. Date of the transaction and date on |
22 JUNE 2011 |
|||||||
|
6. Date on which issuer notified: |
24 JUNE 2011 |
|||||||
|
7. Threshold(s) that is/are crossed or reached: |
4% |
|||||||
|
|
||||||||
|
8. Notified details: |
||||||||
|
A: Voting rights attached to shares |
||||||||
|
Class/type of
|
Situation previous |
Resulting situation after the triggering transaction |
||||||
|
Number |
Number |
Number |
Number of voting |
% of voting rights |
||||
|
Direct |
Direct |
Indirect |
Direct |
Indirect |
||||
|
GB00B4QHFM95 |
|
|
1,185,652 |
1,185,652 |
|
1.26% |
|
|
|
B: Qualifying Financial Instruments |
|||||||||||
|
Resulting situation after the triggering transaction |
|||||||||||
|
Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
|||||||
|
|
|
|
|
|
|||||||
|
|
|||||||||||
|
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments |
|||||||||||
|
Resulting situation after the triggering transaction |
|||||||||||
|
Type of financial |
Exercise price |
Expiration date |
Exercise/ |
Number of voting rights instrument refers to
|
% of voting rights
|
||||||
|
SPREAD BET |
VARIOUS |
VARIOUS |
|
2,547,490 EQUIVALENT |
Nominal |
Delta |
|||||
|
2.71% |
|
||||||||||
|
|
|||||||||||
|
Total (A+B+C) |
|||||||||||
|
Number of voting rights |
Percentage of voting rights |
||||||||||
|
3,733,142 |
3.97% |
||||||||||
|
|
|||||||||||
|
9. Chain of controlled undertakings through which the voting rights and/or the |
|||||||||||
|
|
|||||||||||
|
|
|||||||||||
|
Proxy Voting: |
|||||||||||
|
10. Name of the proxy holder: |
|
||||||||||
|
11. Number of voting rights proxy holder will cease |
|
||||||||||
|
12. Date on which proxy holder will cease to hold |
|
||||||||||
|
|
|
|
14. Contact name: |
STEVE BALL |
|
15. Contact telephone number: |
0845 1557 755 |